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FINRA® Public Disclosure Statement
The FINRA® requires that FINRA member firms provide the following information concerning the FINRA public disclosure program:
- The FINRA public disclosure program hotline number is (800) 289-9999
- The FINRA regulation web site address is https://www.finra.org/industry/rules-and-guidance.
An investor brochure that includes information describing the public disclosure program may be obtained from the FINRA.