FINRA® PUBLIC DISCLOSURE STATEMENT
The FINRA® requires that FINRA member firms provide the following information concerning the FINRA public disclosure program:
• The FINRA public disclosure program hotline number is (800) 289-9999
• The FINRA regulation web site address is http://www.finra.org/industry/rules-and-guidance.
An investor brochure that includes information describing the public disclosure program may be obtained from the FINRA.